Dale O'Connor

Chief Compliance Officer
About

Dale O’Connor is the Chief Operating Officer for Vantage Asset Management. In this role, Dale is responsible for all operational and compliance-related functions at the firm – ensuring a seamless operating environment for Vantage’s investors, financial counterparties, vendors and employees.

Prior to joining Vantage in 2017, Dale was the Chief Compliance Officer (CCO) at Sprucegrove Investment Management Ltd., one of Canada’s largest independent investment managers. During Dale’s eight years at Sprucegrove he headed up a number senior initiatives related to the firm’s operations, financial reporting and compliance. Before Sprucegrove, Dale worked for seven years in the financial institutions audit practice and corporate finance group at KPMG.

Dale holds a Bachelor of Commerce degree in finance from Concordia University and an MBA from Wilfrid Laurier University. Dale is a CPA-CA and a CFA Charterholder.

Depending on the season, Dale can often be spotted on the weekends with his wife and two daughters enjoying the Canadian outdoors, including, biking, the skating rink or the pool.


About

Other team members:

DARREN G l

VIEW BIO

DARREN GOTTLIEB

MANAGING PARTNER

MARK T l

VIEW BIO

MARK TREDGETT

MANAGING PARTNER

FRANCIS L l

VIEW BIO

FRANCIS LAU

PORTFOLIO MANAGER

CLARKE l

VIEW BIO

CLARKE MARKLE

DIRECTOR OF OPERATIONS

MAX M l

VIEW BIO

MAX MAUSNER

SENIOR ANALYST

MIKE Y l

VIEW BIO

MIKE YERASHOTIS

SENIOR ANALYST

DARREN G l

VIEW BIO

MARK T l

VIEW BIO

FRANCIS L l

VIEW BIO

CLARKE l

VIEW BIO

MAX M l

VIEW BIO

MIKE Y l

VIEW BIO